Futures/derivatives Compliance Office jobs - Greenwich, CT
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| May 06 | Compliance Officer - FX Advisory Compliance. | Compliance Search Group | New York, NY |
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Providing regulatory/compliance training as needed. Level of skills, abilities and knowledge: 3-5 years of compliance or ... Securities and/or futures licenses, a plus... more |
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| Apr 29 | VP Compliance Officer | Access Staffing | New York, NY |
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issued by US Securities, banking, derivatives, and futures regulators. Some ... with front office, support units, head office and branches. Design and conduct... more |
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| Apr 22 | VP Compliance - Derivatives Trading / Broker Dealer | Global Financial Services Frim | New York, NY |
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Compliance Manager (VP level) with prior compliance experience covering Derivatives ... issued for U.S. Securities, Banking, Derivatives and Futures Strong knowledge of... more |
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| May 30 | AML/BSA-Compliance Officer | Drum Associates | New York, NY |
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compliance function Manage the AML/KYC compliance function by implementing ... issued by US Securities, Banking, Derivatives and Futures regulators Extensive... more |
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| May 28 | MR 6069 VP Technical Business Analyst To $140,000 | Market Resolve | Jersey City, NJ |
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Middle Office Comptrollers and Back Office in all aspects of business ... Rate, Credit or FX) and listed derivatives (Futures & Options), fixed income products... more |
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| May 24 | Compliance- Summer Intern | Newedge Group | New York, NY |
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Compliance Internship Day to Day Responsibilities Include Assists with projects and day to ... and clearing services covering options and futures contracts for financial products and... more |
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| May 24 | Futures Compliance Coverage - Vice President | Morgan Stanley | New York, NY |
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Futures and/or OTC Derivatives rules and regulations. Prior and sustained experience interacting ... experience as a Compliance Officer with a Futures Commission Merchant or... more |
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| May 22 | OTC MIddle Office Analyst | Michael Page International | New York, NY |
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OTC MIddle Office Analyst(Banking and Finance) About our client Middle Office OTC ... trade settlement, collateral management, compliance reporting, and cash management... more |
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| May 20 | Securities/Capital Markets Sr BA | Huff Consulting | New York, NY |
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Reporting, Compliance Custody Operations Derivatives processing (including futures, ... Hedge Fund Administration Middle Office, Investment Operations Reconciliation... more |
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| May 16 | Listed Derivatives Operations, Analyst | Goldman Sachs & Co | New York, NY |
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as well as monitoring transactions for compliance with legal and regulatory ... Derivatives Business sits within Listed Derivatives and is a market leader in the... more |
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| May 13 | Global Tax Supervisor | HSBC Holdings | New York, NY |
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principal contracts, options, forwards, futures) * Corporate actions * PFIC/CFC ... global clients Management of Risk * Ensure compliance, operational risk controls in... more |
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| May 12 | Compliance Manager | JPMorgan Chase | New York, NY |
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The department also includes the Office of the Secretary. Legal and Compliance ... * Work with compliance and business personnel to obtain relevant information / documentati... more |
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| May 11 | Compliance Officer (Up to VP) | Parker Clark Executive Recruitment | New York, NY |
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TITLE: Compliance Officer (up to VP Level) Up to 120k + Bonus Duties will include ... and responsibilities as assigned by Chief Compliance Officer. 5-10 years of experience... more |
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| Apr 27 | Fixed Income Security Master File | Shulman Fleming | New York, NY |
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to, Front Office, Technology, Operations and Compliance. Responsibilities: This role ... and corporate bonds, mortgages, and derivatives such as futures and swaps. more |
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| Apr 24 | Operations Analyst, Eze Castle | Rosenthal Recruiting | Greenwich, CT |
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solutions to ensure firm remains in compliance with regulations *Coordinate with ... Manager (Omgeo CTM) preferred *Microsoft Office skills, including Excel *Organized and... more |
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| Apr 23 | Audit In Charge Location | Deloitte Development | New York, NY |
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and commodity trading industries, ensuring compliance with Sarbanes-Oxley 404 ... swaps, mortgage backed securities, futures and options; Employee benefit plan... more |
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| Apr 23 | Operations Analyst | Hedge Fund | Greenwich, CT |
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solutions to ensure firm remains in compliance with regulations *Coordinate with ... Manager (Omgeo CTM) preferred *Microsoft Office skills, including Excel *Organized and... more |
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| Apr 20 | Commodities & Futures Compliance Officer | Robert Half Financial Service | New York, NY |
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bank, is seeking a Commodities & Futures Compliance Officer that has ... compliance experience in the Futures & Derivatives Space Strong Commodities and Futures... more |
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| Apr 18 | Compliance Officer (Securities) | Newedge | New York, NY |
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within NUSA. Assist to position Compliance as a business partner to ... and clearing services covering options and futures contracts for financial products and... more |
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| Apr 15 | Derivatives Compliance Manager | Dtcc | New York, NY |
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The Office of Corporate and Regulatory Compliance is responsible for compliance with ... Prior managerial experience and knowledge of derivatives compliance strongly preferred. more |
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| Apr 12 | AML Compliance Officer | Michael Page International | New York, NY |
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Review and revise policies and procedures applicable to AML/KYC Compliance ... with Front Office, Support Units, Head Office, and the "affiliated Bank's New York... more |
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| Apr 09 | Compliance Officer (Securities) | Newedge Group | New York, NY |
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of marketing material issued by the front office. * Provide appropriate support and ... and verbal communication skills. * 7+ years Compliance experience. * Ability to... more |
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| Jan 06 | Junior Lawyer | Mitchell Martin | New York, NY |
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rulemaking (including front and back office system developments/enhancements and ... of general broker-dealer legal/regulatory/compliance experience, preferably in an... more |
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| Dec 13 | Director, Risk Management | Compliance Search Group | New York, NY |
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As the worlds leading and most diverse derivatives marketplace, CME Group ... free to visit our informational blogs: The Compliance Exchange www.CompliancEX.com The... more |
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| Aug 06 | Financial Operations and Services - Operations Associate | Enfusion | New York, NY |
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services industry, preferably Mid/Back Office Operations at Hedge Fund, Prime Broker ... Equity and Equity Options Commodity Futures and Options Fixed Income (Bonds and... more |
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