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Regulatory Compliance jobs - Deerfield, IL

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Jun 01 Sr Mgr IT Risk and Compliance - Bensenville, IL / Chicago, I U.S. Cellular Bensenville, IL

IS and Engineering functions meet regulatory compliance and information security ... achieve and sustain compliance with regulatory, industry and contractual... more

May 27 Compliance Analyst / Surveillance Financial Services Company Chicago, IL

-Experience in multiple areas of regulatory compliance and risks related to ... Chicago, Compliance Analyst, Surveillance, FINRA Series 7, Series 24, Regulatory... more

May 25 Compliance and Regulatory Reporting Professionals Resources Global Professionals Chicago, IL

is seeking dynamic and highly motivated compliance and regulatory reporting professionals, with a minimum of 5 years of experience in the financial services industry. CPA is... more

May 20 Compliance Officer (investments) Leader Chicago, IL

located in Chicago who is seeking to add a Compliance officer. Qualified candidates will ... firm, ensuring marketing materials are in compliance, filings scanning, etc. This is a... more

May 14 Manager Supervisory Compliance Affairs Compliance Search Group Chicago, IL

assist other teams as needed regarding other regulatory inquiries and exams such as OCC and FRB etc. Please note this position will be based in Chicago and open to relocation. For... more

May 14 Coordinator Compliance Program-Air (01835045) Energy Chicago, IL

General Comments Responsible for ensuring compliance with environmental requirements ... and Engineering where environmental regulatory requirements could impact the... more

May 14 Senior Auditor - Regulatory Compliance CNA Chicago, IL

accomplished individual that will focus on Compliance and Internal Audit projects. This ... to their areas of responsibilities in Compliance, this individual will participate... more

May 14 Director, Global IT Compliance Job # 34288 Aon Chicago, IL

to reduce the cost and complexity of IT Compliance including a Unified Compliance ... of 5 years of leadership experience in regulatory compliance, IT risk management... more

Apr 24 Regional Compliance Manager Walmart Chicago, IL

in current regulatory climate and level of regulatory focus; establishing compliance ... safety) OR 4 years experience in regulatory compliance or related field including... more

Apr 22 Compliance - Alternative Investments Compliance Search Group Chicago, IL

The position will report into the Chief Compliance Officer. The Compliance ... including surveillance, testing, monitoring, regulatory filings, interactions with... more

Apr 22 Compliance Attorney Compliance Search Group Chicago, IL

Implementing the Firms comprehensive compliance initiative, including a calendar ... and procedures to standardize routine compliance tasks Supervising paralegal tasks... more

Apr 22 Deputy Chief Regulatory Officer Compliance Search Group Chicago, IL

Chief Regulatory officer to assist the Chief Regulatory Officer in the administration of ... self-regulatory organizations pursuant to Regulatory Service Agreements Conducting... more

Apr 20 High Frequency, Prop Trading COMPLIANCE Analyst Chicago Chicago, IL

experience working for a trading firm in regulatory compliance -FINRA Series 7 and 24; ... teams -Strong experience in areas of regulatory compliance and risks related to... more

Apr 17 Ethics & Compliance Tax LoS Senior Associate PwC Chicago, IL

The PricewaterhouseCoopers (PwC) Ethics & Compliance (E&C) Office advances and fosters ... shared responsibility strategy towards compliance. Familiarity with Tax LOS Quality... more

Apr 15 Sr. Manager Regulatory Affairs (Submissions Management) Baxter International Round Lake, IL

Business Medical Products Sub-Business Regulatory Affairs Country US State/Province ... staffing decisions. Job Requirements Expert Regulatory knowledge Scientific Knowledge... more

Apr 15 Compliance and Regulatory Reporting Professional Resources Global Professionals Chicago, IL

is seeking dynamic and highly motivated compliance and regulatory reporting professionals, with a minimum of 5 years of experience in the financial services industry. CPA is... more

Apr 13 Hedge Fund Compliance Associate Complaince Search Group Chicago, IL

electronic communication for violations of compliance policies and procedures Monitor ... employee questions concerning the firm's compliance policies and procedures Analyze... more

Apr 09 Fda Compliance Specialist - North Central Region Airgas Chicago, IL

careersHR@airgas.com Job Description FDA Compliance Specialist Airgas USA, LLC North ... compliance to SOPs. Assists in providing compliance audit and annual product review... more

Mar 30 Compliance and Regulatory Reporting Professionals - job Resources Global Professionals Chicago, IL

is seeking dynamic and highly motivated compliance and regulatory reporting professionals, with a minimum of 5 years of experience in the financial services industry. CPA is... more

Mar 21 Marketing Review Compliance Analyst Nuveen Investments Chicago, IL

compliance staff primarily responsible for compliance oversight and review of marketing ... department personnel of any changes in regulatory policies or rules, particularly... more

Feb 21 Chicago Governance Risk and Compliance Healthcare Manager PwC Chicago, IL

and/or recommend complex, enterprise-wide, regulatory compliance, risk management, ... regulatory audits, industry specific regulatory compliance (e.g., Solvency II,... more

Feb 21 Chicago Governance Risk and Compliance Healthcare Director PwC Chicago, IL

and/or recommend complex, enterprise-wide, regulatory compliance, risk management, ... regulatory audits, industry specific regulatory compliance (e.g., Solvency II,... more

Jan 17 Chief Compliance Officer Financial Services Firm Chicago, IL

Chief Compliance Officer Be responsible for overseeing and managing all regulatory and ... Jobs, Chicago, Chief Compliance Officer, Compliance, Regulations, SEC, FINRA, SEC,... more

Aug 14 Sr. Product Manager, Audit & Compliance System, EHS Software Mccandlish Group Chicago, IL

recognized expertise in Governance, Risk & Compliance. General Job Duties: The Sr. ... policies and procedures. - Comply with regulatory and industry standards. -Work... more

More Job Postings from the Web
Jan 03 Director, Senior Counsel - Compliance and Regulatory - Fair Lending Discover Financial Services Riverwoods, IL

Trade Commission Act, Regulation AA and regulatory expectations regarding unfair, ... also have an understanding of corporate compliance programs including testing and... more

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