Hedge Fund Jobs

The source for Hedge Fund and Private Equity Jobs

Regulatory Compliance jobs - Simi Valley, CA

  Subscribe to RSS Feed
Posted Job Title Company Location

Looking to hire? Post your job today!

Featured Job Postings from the Web
Jun 03 Risk Manager-Regulatory Brennan and Brennan Executive Search Los Angeles, CA

Conducts audit of policies to ensure compliance Prepares management reports Liaison with Insurance brokers, auditors and related providers Interacts with department management and... more

May 31 Deputy Chief Compliance Officer- Banamex USA Citigroup Los Angeles, CA

for BUSA. * Advise on key bank regulatory compliance issues and assist in management of ... years experience leading bank compliance or regulatory control functions * Deep... more

May 29 Bsa/aml Qc & Testing Compliance Officer Union Bank Los Angeles, CA

regulatory examinations of the assigned compliance focus area(s) by federal ... or equivalent banking work experience in regulatory compliance, or other related area... more

May 22 Sr Compliance Off- Regulatory Change Management Union Bank Los Angeles, CA

part of everyone's job. Invest in you! SR. COMPLIANCE OFFICER - REGULATORY CHANGE ... M/F/D/V Job : Audit/Compliance Primary Location : CALIFORNIA-LOS ANGELES Other Locations :... more

May 21 Corporate Banking Risk Manager - Compliance Union Bank Los Angeles, CA

compliance program in accordance with UB's Regulatory Compliance Policy and Program and ... knowledge (7-10 years experience) of regulatory compliance and management. more

May 20 VP of Compliance Gent & Associates Los Angeles, CA

Monitor developments relating to regulatory compliance and disseminate ... and regulatory requirements. Certified Regulatory Compliance Manager (CRCM)... more

May 19 Business Insurance Compliance Manager Farmers Insurance Group Woodland Hills, CA

of quarterly reports for Zurich regarding compliance initiatives, accomplishments, ... negotiating skills, particularly in a regulatory environment Demonstrated... more

May 18 Compliance Manager Parsons Los Angeles, CA

The Compliance Manager coordinates and oversees all stakeholder and regulatory compliance ... financial, and long-term implications of compliance and regulatory strategies and... more

May 16 Compliance Auditor - WLA Kaiser Permanente Los Angeles, CA

Compliance Plan that meets federal and other regulatory standards. The Compliance Auditor ... compliance with Federal, State and other regulatory requirements. Qualifications Basic... more

May 12 Senior Compliance Analyst I Union Bank Los Angeles, CA

in key areas of banking regulatory compliance, and the ability to establish and ... The new hire will provide support in regulatory compliance in a capital markets... more

May 11 Sr Compliance Off - Compliance Testing Union Bank Woodland Hills, CA

20% - Risk/Compliance/Audit: Responsible for following and adhering to all bank operationa ... security policies and procedures, including compliance and privacy policies and... more

May 11 Branch Compliance Administrative Manager High-Net-Worth Compliance Search Group Los Angeles, CA

The company seeks an Administrative/Compliance Manager for their leading Los Angeles offic ... The Branch Compliance/Administration manager will be responsible for a variety of activiti... more

May 08 Sr Compliance Off - Regulatory Change Management Union Bank Woodland Hills, CA

part of everyone's job. Invest in you! SR COMPLIANCE OFFICER - REGULATORY CHANGE ... M/F/D/V Job : Audit/Compliance Primary Location : CALIFORNIA-LOS ANGELES Other Locations :... more

May 02 International Trade Compliance Analyst 2 Northrop Grumman Woodland Hills, CA

relations with appropriate government regulatory agencies. Establishes operational ... trade compliance records in accordance with regulatory requirements. Supports law... more

Apr 25 Commercial Lending/Mortgage Compliance Officer for National Bank - job Cybercoders Los Angeles, CA

Commercial Lending/Mortgage Compliance Officer for National Bank Commercial Lending/Mortga ... bilingual-Chinese Commercial Lending Compliance Officer for growing National Bank... more

Apr 22 Senior Compliance Anti-Money Laundering Compliance Search Group Los Angeles, CA

Responsibilities include: Monitor the BSA/AML regulatory environment and trends for appli ... Oversees preparation of material for BSA/AML internal audits or regulatory examinations a... more

Oct 06 Advisory Financial Services Regulatory Director PwC Los Angeles, CA

operations, technology, regulatory risk and compliance. As a member of the Compliance ... Accountant (CPA), Certified Regulatory Compliance Manager certification and/or... more

Jul 08 Risk Assurance GRC Healthcare Compliance Manager (National) PwC Los Angeles, CA

and/or recommend complex, enterprise-wide, regulatory compliance, risk management, ... regulatory audits, industry specific regulatory compliance (e.g., Solvency II,... more

More Job Postings from the Web
Jun 01 Consulting - Regulatory Compliance Senior - Financial Institutions RSM McGladrey Los Angeles, CA

An environment sound in regulatory compliance exists through the input of ... skills and knowledge of regulatory compliance issues Basic Qualifications: *... more

Jun 01 Consulting - Regulatory Compliance Senior - Financial Institutions McGladrey Los Angeles, CA

An environment sound in regulatory compliance exists through the input of ... skills and knowledge of regulatory compliance issuesBasic Qualifications: *... more

May 30 Director of Compliance and Regulatory Reporting Vaco Resources Los Angeles, CA

Financial Institution in need of Director of Compliance and Regulatory Reporting for perm ... regulatory reporting requirements * Testing regulatory reports * Creating models to... more

May 25 33073 Regulatory Affairs Specialist - Quality Regulatory Compliance Ccsi Northridge, CA

3073 Regulatory Affairs Specialist - Quality Regulatory Compliance Location: Northridge, ... status of company products. Maintain Regulatory department involvement and... more

May 23 Regulatory Letter Compliance, Operations Project Consultant: Simi Valley, CA or Plano, TX Bank of America Simi Valley, CA

primarily surrounding regulatory letter compliance around Breach and Foreclosure ... Loan Loss Mitigation experience a plus Compliance/Regulatory experience. Operational... more

May 21 Regulatory Compliance Advisor Environmental Collaborative Los Angeles, CA

REGULATORY COMPLIANCE ADVISOR / SACRAMENTO, CA Our Fortune 500 client is a leading ground ... They seek an individual to: * Provide regulatory and corporate compliance services... more

Mar 01 3595- Regulatory/Compliance Project Manager N-tier Solutions Woodland Hills, CA

N-Tier Solutions is currently seeking a Regulatory/Compliance Project Manager for our ... compliance, project manager, pmp, financial services, regulatory... more

Jobs by Simply Hired Job Search