Regulatory Compliance jobs - Simi Valley, CA
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| Jun 03 | Risk Manager-Regulatory | Brennan and Brennan Executive Search | Los Angeles, CA |
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Conducts audit of policies to ensure compliance Prepares management reports Liaison with Insurance brokers, auditors and related providers Interacts with department management and... more |
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| May 31 | Deputy Chief Compliance Officer- Banamex USA | Citigroup | Los Angeles, CA |
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for BUSA. * Advise on key bank regulatory compliance issues and assist in management of ... years experience leading bank compliance or regulatory control functions * Deep... more |
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| May 29 | Bsa/aml Qc & Testing Compliance Officer | Union Bank | Los Angeles, CA |
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regulatory examinations of the assigned compliance focus area(s) by federal ... or equivalent banking work experience in regulatory compliance, or other related area... more |
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| May 22 | Sr Compliance Off- Regulatory Change Management | Union Bank | Los Angeles, CA |
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part of everyone's job. Invest in you! SR. COMPLIANCE OFFICER - REGULATORY CHANGE ... M/F/D/V Job : Audit/Compliance Primary Location : CALIFORNIA-LOS ANGELES Other Locations :... more |
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| May 21 | Corporate Banking Risk Manager - Compliance | Union Bank | Los Angeles, CA |
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compliance program in accordance with UB's Regulatory Compliance Policy and Program and ... knowledge (7-10 years experience) of regulatory compliance and management. more |
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| May 20 | VP of Compliance | Gent & Associates | Los Angeles, CA |
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Monitor developments relating to regulatory compliance and disseminate ... and regulatory requirements. Certified Regulatory Compliance Manager (CRCM)... more |
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| May 19 | Business Insurance Compliance Manager | Farmers Insurance Group | Woodland Hills, CA |
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of quarterly reports for Zurich regarding compliance initiatives, accomplishments, ... negotiating skills, particularly in a regulatory environment Demonstrated... more |
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| May 18 | Compliance Manager | Parsons | Los Angeles, CA |
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The Compliance Manager coordinates and oversees all stakeholder and regulatory compliance ... financial, and long-term implications of compliance and regulatory strategies and... more |
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| May 16 | Compliance Auditor - WLA | Kaiser Permanente | Los Angeles, CA |
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Compliance Plan that meets federal and other regulatory standards. The Compliance Auditor ... compliance with Federal, State and other regulatory requirements. Qualifications Basic... more |
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| May 12 | Senior Compliance Analyst I | Union Bank | Los Angeles, CA |
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in key areas of banking regulatory compliance, and the ability to establish and ... The new hire will provide support in regulatory compliance in a capital markets... more |
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| May 11 | Sr Compliance Off - Compliance Testing | Union Bank | Woodland Hills, CA |
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20% - Risk/Compliance/Audit: Responsible for following and adhering to all bank operationa ... security policies and procedures, including compliance and privacy policies and... more |
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| May 11 | Branch Compliance Administrative Manager High-Net-Worth | Compliance Search Group | Los Angeles, CA |
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The company seeks an Administrative/Compliance Manager for their leading Los Angeles offic ... The Branch Compliance/Administration manager will be responsible for a variety of activiti... more |
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| May 08 | Sr Compliance Off - Regulatory Change Management | Union Bank | Woodland Hills, CA |
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part of everyone's job. Invest in you! SR COMPLIANCE OFFICER - REGULATORY CHANGE ... M/F/D/V Job : Audit/Compliance Primary Location : CALIFORNIA-LOS ANGELES Other Locations :... more |
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| May 02 | International Trade Compliance Analyst 2 | Northrop Grumman | Woodland Hills, CA |
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relations with appropriate government regulatory agencies. Establishes operational ... trade compliance records in accordance with regulatory requirements. Supports law... more |
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| Apr 25 | Commercial Lending/Mortgage Compliance Officer for National Bank - job | Cybercoders | Los Angeles, CA |
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Commercial Lending/Mortgage Compliance Officer for National Bank Commercial Lending/Mortga ... bilingual-Chinese Commercial Lending Compliance Officer for growing National Bank... more |
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| Apr 22 | Senior Compliance Anti-Money Laundering | Compliance Search Group | Los Angeles, CA |
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Responsibilities include: Monitor the BSA/AML regulatory environment and trends for appli ... Oversees preparation of material for BSA/AML internal audits or regulatory examinations a... more |
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| Oct 06 | Advisory Financial Services Regulatory Director | PwC | Los Angeles, CA |
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operations, technology, regulatory risk and compliance. As a member of the Compliance ... Accountant (CPA), Certified Regulatory Compliance Manager certification and/or... more |
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| Jul 08 | Risk Assurance GRC Healthcare Compliance Manager (National) | PwC | Los Angeles, CA |
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and/or recommend complex, enterprise-wide, regulatory compliance, risk management, ... regulatory audits, industry specific regulatory compliance (e.g., Solvency II,... more |
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More Job Postings from the Web
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| Jun 01 | Consulting - Regulatory Compliance Senior - Financial Institutions | RSM McGladrey | Los Angeles, CA |
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An environment sound in regulatory compliance exists through the input of ... skills and knowledge of regulatory compliance issues Basic Qualifications: *... more |
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| Jun 01 | Consulting - Regulatory Compliance Senior - Financial Institutions | McGladrey | Los Angeles, CA |
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An environment sound in regulatory compliance exists through the input of ... skills and knowledge of regulatory compliance issuesBasic Qualifications: *... more |
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| May 30 | Director of Compliance and Regulatory Reporting | Vaco Resources | Los Angeles, CA |
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Financial Institution in need of Director of Compliance and Regulatory Reporting for perm ... regulatory reporting requirements * Testing regulatory reports * Creating models to... more |
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| May 25 | 33073 Regulatory Affairs Specialist - Quality Regulatory Compliance | Ccsi | Northridge, CA |
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3073 Regulatory Affairs Specialist - Quality Regulatory Compliance Location: Northridge, ... status of company products. Maintain Regulatory department involvement and... more |
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| May 23 | Regulatory Letter Compliance, Operations Project Consultant: Simi Valley, CA or Plano, TX | Bank of America | Simi Valley, CA |
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primarily surrounding regulatory letter compliance around Breach and Foreclosure ... Loan Loss Mitigation experience a plus Compliance/Regulatory experience. Operational... more |
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| May 21 | Regulatory Compliance Advisor | Environmental Collaborative | Los Angeles, CA |
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REGULATORY COMPLIANCE ADVISOR / SACRAMENTO, CA Our Fortune 500 client is a leading ground ... They seek an individual to: * Provide regulatory and corporate compliance services... more |
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| Mar 01 | 3595- Regulatory/Compliance Project Manager | N-tier Solutions | Woodland Hills, CA |
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N-Tier Solutions is currently seeking a Regulatory/Compliance Project Manager for our ... compliance, project manager, pmp, financial services, regulatory... more |
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