Regulatory Compliance jobs - Tarrytown, NY
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| May 31 | Compliance Analyst - Product Development | Response Legal Search A Division of Response Companies | New York, NY |
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Compliance department of an insurance company located midtown seeks an Insurance ... compliance professional will also respond to regulatory objections and negotiate approvals... more |
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| May 30 | Compliance/Operations Intern - Paid | Conversion Partners | New York, NY |
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include: * Provide essential support to compliance and operations team - Assist with ... * Internet-based research relating to regulatory compliance * Some administrative... more |
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| May 29 | Bank Compliance Officer | Mcknight Group | Wilton, CT |
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responsibilities include: *conducting compliance audits throughout the organization ... use internally *Providing and coordinating compliance training *Acting as primary... more |
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| May 26 | Audit Manager - Compliance Resources & Projects | TD Bank | New York, NY |
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and self starter who works closely with the regulatory and other audit groups to achieve ... with a specific emphasis on consumer compliance and anti-money laundering rules. more |
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| May 25 | Quality Management Specialist - Regulatory and Quality Information Management | NewYork-Presbyterian Hospital | New York, NY |
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t Apply your nursing or physician assistant expertise to another vital role in patient care. As a QM Specialist, you'll review patient charts for compliance-related incidents... more |
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| May 25 | Local Compliance Officer | Saint Barnabas Health Care System | Newark, NJ |
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compliance objectives in the areas of compliance education, internal ... advanced training; experience managing compliance requirements of government and... more |
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| May 25 | Senior Level Specialist - Regulatory Practice | Weiser Mazars | New York, NY |
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Senior Level Specialist - Regulatory Practice New York, NY (Full-Time) (ID# WM/RC) Summary ... environments preferred * Certification in regulatory compliance preferred (e.g., CAMS,... more |
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| May 24 | Medical Device Regulatory Affairs Specialist | Clinron | Melville, NY |
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on a case by case basis (ex: certificate of compliance, etc.) Possible submissions ... gathering Required Skills: 2+ years in a regulatory affairs capacity within MEDICAL... more |
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| May 22 | Managing Director - Futures/Commodities Compliance - job | Robert Half Finance & Accounting | New York, NY |
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focused primarily on futures and commodities compliance issues. This represents an ... derivatives compliance in a combination of regulatory, consulting and Chief Compliance... more |
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| May 22 | Dodd-Frank BA/PM from Compliance/Derivatives | Enableit | New York, NY |
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TopTier financial services firm is seeking a Compliance Analyst to project manage all ... of regulatory change management for the Compliance department concerning DoddFrank... more |
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| May 18 | Compliance Manager (Correspondent Banking) | Horizon Group | New York, NY |
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other Regulatory Reporting emanating from compliance violations. v Monitor compliance ... all serious compliance issues to Head Office Compliance resp. the Chief Compliance Office... more |
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| May 14 | Bank Regulatory Compliance | Compliance Search Group | New York, NY |
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Financial Services firm is seeking a Bank Regulatory Compliance officer. ... activities as directed by the Director, Bank Regulatory Compliance Qualifications: 5+... more |
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| May 14 | Manager / Compliance - Regulatory Support and Legislativ | Compliance Search Group | New York, NY |
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regulatory and legislative changes, compliance policies, procedures and internal ... Compliance Policy and Procedures Oversight Ensue compliance Policy and Procedures manual i... more |
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| May 14 | Operation & Maintenance Regulatory Compliance Quality Manager - Hospitals | Johnsoncontrols | New York, NY |
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Director, client's senior leadership, regulatory director, and department ... requirements. Collaborates with corporate Regulatory Compliance in managing,... more |
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| May 12 | Bank Regulatory Attorney/Compliance Professional | Resources Global Professionals | New York, NY |
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Professional Qualifications: * Minimum of 10 years of bank regulatory/compliance experienc ... procedures * Hands-on experience developing compliance policies and procedures,... more |
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| May 09 | Director of Quality Assurance - No. NJ Based - Northeast Region - Regulatory, Compliance and Li | Sunrise Senior Living | Wayne, NJ |
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compliance. Design quality assurance and regulatory compliance monitoring tools and ... aimed at maintaining regulatory compliance. Reporting: This position... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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for compliance and the business lines. * Regulatory inquiries and examimations. * New ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| May 04 | Global Commercial Banking - Regulatory, Controls, and Business Practices Officer - Investment Banking job | Citigroup | New York, NY |
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-Advises Business Head regarding changes to regulatory policy matters, helps s/he understa ... and Operational Risk Teams, to interpret compliance, risk, control and regulatory... more |
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| Apr 18 | Advisory Financial Services Regulatory Sr. Associate | Pricewaterhouse Coopers | New York, NY |
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operations, technology, regulatory risk and compliance. As a member of the Compliance ... of performing compliance audits, and/or compliance examinations or providing... more |
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| Apr 15 | Regulatory Consumer Compliance Manager / Senior Manager | Compliance Search Group | New York, NY |
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Consulting firm seeks Compliance and Regulatory professionals to services their ... and maintaining effective regulatory compliance programs. The Management... more |
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| Mar 12 | Compliance Manager - job | BlackRock | New York, NY |
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QUALIFICATIONS AND EXPERIENCE Prior regulatory compliance experience (5-7 years) ... barriers. Experience in implementing regulatory compliance programs. Strong... more |
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| Jan 21 | Advisory Financial Services Regulatory AML Sr. Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. As a member of the Compliance ... of performing compliance audits, and/or compliance examinations or providing... more |
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| Oct 06 | Advisory Financial Services Regulatory Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. As a member of the Compliance ... Accountant (CPA), Certified Regulatory Compliance Manager certification and/or... more |
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| Oct 06 | Advisory Financial Services Regulatory Exp Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. As a member of the Compliance ... Working knowledge and understanding of performing compliance audits, and/or compliance exa... more |
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| Oct 06 | Advisory Financial Services Regulatory Sr. Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. As a member of the Compliance ... of performing compliance audits, and/or compliance examinations or providing... more |
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